使用说明

GRC MCP服务器

用于治理、风险和合规（GRC）操作的模型上下文协议（MCP）服务器。此服务器提供了一个标准化的接口，用于管理组织中的风险评估、合规性报告和策略文档。

概述

GRC MCP服务器旨在通过标准化的API帮助组织管理其治理、风险和合规需求。它提供了以下工具：

风险评估管理
合规报告
政策文件管理

特性

风险评估管理

创建并跟踪风险评估
用影响和可能性评分评估风险（1-5）
分配所有权并跟踪缓解计划
设置和监控截止日期

合规报告

生成各种法规的合规报告
跟踪合规状态（合规、不合规、进行中）
记录调查结果和观察结果
使用时间戳维护审计跟踪

政策文件管理

创建和版本策略文档
跟踪文件审批
管理生效日期和审查时间表
维护政策历史记录

用例

企业风险管理

识别和评估运营风险
跟踪风险缓解工作
为管理层生成风险报告

// Example: Creating a risk assessment
const riskAssessment = {
  riskName: "Data Center Power Failure",
  description: "Risk of main data center power system failure",
  category: "Infrastructure",
  impact: 5,
  likelihood: 2,
  mitigationPlan: "Implement redundant power systems",
  owner: "Infrastructure Team",
  dueDate: "2025-06-30T00:00:00Z"
};

合规

跟踪行业法规的遵守情况
记录合规性证据
管理合规性调查结果

// Example: Creating a compliance report
const complianceReport = {
  title: "GDPR Annual Assessment",
  regulationId: "GDPR-2024",
  status: "in-progress",
  findings: [
    "Data retention policies need update",
    "Access controls require review"
  ]
};

策略管理

集中策略文档
跟踪政策审批和审查
管理策略生命周期

// Example: Creating a policy document
const policyDocument = {
  title: "Remote Work Security Policy",
  content: "Detailed policy content...",
  version: "1.0.0",
  approvedBy: "Security Committee",
  effectiveDate: "2025-05-01T00:00:00Z",
  reviewDate: "2026-05-01T00:00:00Z"
};

行业使用案例

1.金融服务

银行与投资

// SOX Compliance Report
const soxReport = {
  title: "SOX 404 Controls Assessment",
  regulationId: "SOX-404-2025",
  status: "in-progress",
  findings: [
    "Transaction approval matrix needs updating",
    "Access provisioning controls require enhancement"
  ]
};

// Financial Risk Assessment
const fraudRisk = {
  riskName: "Payment Fraud Detection",
  description: "Risk of unauthorized transaction processing",
  category: "Financial Crime",
  impact: 5,
  likelihood: 3,
  mitigationPlan: "Implement ML-based fraud detection",
  owner: "Financial Crime Team",
  dueDate: "2025-09-30T00:00:00Z"
};

2.医疗保健

HIPAA 合规

// Patient Data Protection Policy
const hipaaPolicy = {
  title: "Protected Health Information Handling Policy",
  content: "Detailed PHI handling procedures...",
  version: "3.2.1",
  approvedBy: "Privacy Officer",
  effectiveDate: "2025-05-15T00:00:00Z",
  reviewDate: "2026-05-15T00:00:00Z"
};

// Patient Data Risk Assessment
const dataBreachRisk = {
  riskName: "PHI Data Breach",
  description: "Risk of unauthorized PHI access",
  category: "Data Privacy",
  impact: 5,
  likelihood: 2,
  mitigationPlan: "Implement encryption at rest and in transit",
  owner: "Information Security",
  dueDate: "2025-07-01T00:00:00Z"
};

3.技术公司

云服务提供商

// GDPR Compliance
const gdprReport = {
  title: "GDPR Data Processing Assessment",
  regulationId: "GDPR-2025-Q2",
  status: "compliant",
  findings: [
    "Data retention policies updated",
    "Cross-border transfer mechanisms verified"
  ]
};

// Cloud Infrastructure Risk
const cloudRisk = {
  riskName: "Multi-Region Availability",
  description: "Risk of service disruption in primary region",
  category: "Infrastructure",
  impact: 4,
  likelihood: 2,
  mitigationPlan: "Implement active-active multi-region deployment",
  owner: "Cloud Operations",
  dueDate: "2025-08-15T00:00:00Z"
};

4.制造

质量管理

// ISO 9001 Compliance
const isoReport = {
  title: "ISO 9001:2025 Quality Management Audit",
  regulationId: "ISO-9001-2025",
  status: "in-progress",
  findings: [
    "Process documentation requires updating",
    "Quality metrics dashboard implementation needed"
  ]
};

// Safety Policy
const safetyPolicy = {
  title: "Workplace Safety Protocol",
  content: "Comprehensive safety procedures...",
  version: "2.1.0",
  approvedBy: "Safety Committee",
  effectiveDate: "2025-06-01T00:00:00Z",
  reviewDate: "2026-06-01T00:00:00Z"
};

5.政府与国防

网络安全合规

// CMMC Assessment
const cmmcReport = {
  title: "CMMC Level 3 Compliance Assessment",
  regulationId: "CMMC-L3-2025",
  status: "non-compliant",
  findings: [
    "Access control policies need enhancement",
    "Incident response plan requires updating"
  ]
};

// Security Classification Policy
const classificationPolicy = {
  title: "Data Classification and Handling",
  content: "Classified information handling procedures...",
  version: "4.0.0",
  approvedBy: "Security Director",
  effectiveDate: "2025-05-01T00:00:00Z",
  reviewDate: "2025-11-01T00:00:00Z"
};

行业效益

金融服务

SOX合规自动化
风险评估标准化
审计跟踪维护
策略版本控制

医疗保健

HIPAA合规性跟踪
患者数据保护
隐私政策管理
安全风险评估

技术

GDPR/CCPA合规性
云安全标准
DevSecOps集成
事件响应跟踪

制造

ISO合规管理
质量控制文件
安全程序跟踪
供应商风险评估

政府

CMMC合规性
安全许可管理
分类策略执行
审计准备情况

API身份验证

服务器使用承载令牌身份验证。在请求中包含您的API密钥：

Authorization: Bearer YOUR_API_KEY

开发设置

安装依赖项：
```
npm install
```
创建 .env 文件：
```
API_KEY=your_api_key_here
```
启动开发服务器：
```
npm run dev:env
```

Docker部署

使用Docker构建和运行：

npm run docker:build
npm run docker:run

测试

该服务器包括所有主要功能的全面测试用例。使用以下工具运行测试：

npm test

测试用例

风险评估测试
- 使用有效数据创建风险评估
- 验证风险影响/可能性范围
- 更新现有风险评估
- 列出所有风险评估
- 删除风险评估
合规性报告测试
- 创建合规报告
- 更新合规状态
- 将调查结果添加到报告中
- 列出所有报告
- 删除报告
政策文件测试
- 创建策略文档
- 版本控制测试
- 更新策略内容
- 列出所有政策
- 删除策略
认证测试
- 有效的API密钥验证
- API密钥拒绝无效
- 缺少身份验证标头

集成示例

风险评估创建

const response = await fetch('http://localhost:3000/api/risk-assessments', {
  method: 'POST',
  headers: {
    'Authorization': 'Bearer YOUR_API_KEY',
    'Content-Type': 'application/json'
  },
  body: JSON.stringify({
    riskName: "Supply Chain Disruption",
    description: "Risk of critical supplier failure",
    category: "Operations",
    impact: 4,
    likelihood: 3,
    mitigationPlan: "Develop backup suppliers",
    owner: "Procurement Team"
  })
});

合规报告查询

const response = await fetch('http://localhost:3000/api/compliance-reports', {
  headers: {
    'Authorization': 'Bearer YOUR_API_KEY'
  }
});
const reports = await response.json();

贡献

分叉存储库
创建功能分支
提交您的更改
推到分支
创建新的Pull请求

许可证

ISC许可证